WebThe Act empowers the SEC with broad authority over all aspects of the securities industry. This includes the power to register, regulate, and oversee brokerage firms, transfer … Web11 Apr 2024 · Scout24 SE Scout24 SE: Release according to Article 40, Section 1 of the WpHG[the German Securities Trading Act] with the objective of Europe-wide distribution / 11.04.2024/ 15:57 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News- a service of EQS Group AG. The issuer is
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WebUNDER SECTION 15-I OF SECURITIES AND EXCHANGE BOARD OFINDIA ACT, 1992 READ WITH RULE 5 OF SEBI (PROCEDURE FORHOLDING INQUIRY AND IMPOSING PENALTIES BY ADJUDICATINGOFFICER) RULES, 1995 ... me under Section 15-I of the SEBI Act read with Rule 5 of the Adjudication Rules, hereby dispose of the Show cause notice. 29. In terms of … Web11 Apr 2024 · TUI AG (TUI) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 11-Apr-2024 / 17:11 CET/CEST The issuer is solely responsible … farmers world nairobi
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Web14 Jan 2013 · Under Section 15 of the Securities Exchange Act of 1934, most "brokers" and "dealers" must register with the SEC and join a "self-regulatory organization," or SRO. … WebSECURITIES ACT EDITORIAL NOTE: The words “depository, clearing and settlement facil-ity” and “depository, clearing and settlement facilities” have been replaced by the words … Web12 Jun 2015 · Biotie Therapies Corp. (the "Company" or "Biotie") has today received a notification in accordance with Chapter 9, Section 5 of the Finnish Securities Markets Act … farmers world membership